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The documents presented in Volume 19 of the Swiss
Diplomatic Documents cover the period from May 1952 to March
1955. They report on different aspects of the international situation
and Swiss foreign policy in a time that was strongly shaped by the
Cold War. Stalin's death in March 1953 marked the start of the first
phase of détente, publicly confirmed in the conference organized
in Geneva in early 1954 to end the Korean War and the conflict in
Indochina.
The conference on these Asian conflicts boosted Geneva's role in
international diplomacy. It enabled Swiss officials to establish
privileged relations with statesmen from all over the world and
made it possible for the leaders of the Soviet Union (Molotov) and
the People's Republic of China (Zhou En Lai) to visit Berne for
the first time. The preparations for this conference gave the Swiss
government an opportunity to demonstrate its willingness to offer
its "good services" in all questions that threatened peace.
In an international environment characterized by numerous conflicts
- which were triggered both by the confrontation between East and
West and by decolonialization movements - Switzerland remained true
to its principle of neutrality and accepted the extension of its
obligation in the International Commission of Neutral Countries
to monitor the ceasefire in Korea. This commission was composed
of representatives of neutral countries, though certain member countries
from the Eastern Bloc in particular (Czechoslovakia and Poland)
did not enjoy the same neutrality status as Switzerland. Swiss diplomacy
was able to derive advantage from this effort. It requested explicit
recognition of the distinct nature of its neutrality from both blocs:
from the Soviet Union, which was long hostile to the country's "alleged
neutrality", and from the United States, which expressed its
scepticism or even hostility towards a policy of neutrality that
it felt no longer had any meaning. In any case, Swiss participation
in the Commission of Neutral Countries in Korea strengthened Max
Petitpierre, the head of the Swiss diplomatic service, who at times
was heavily criticized not only by the Federal Council but also
by certain public circles, in his conviction that neutrality was
better served "by participating in pacifist international actions,
despite the associated risk and arbitrariness, rather than by standing
aside." (Document no. 69).
As in the preceding volumes, several documents deal with the considerations
and worries of the Swiss government about neutrality in practice
- for instance, the attitude towards the United Nations, the demands
of the superpowers or the effectiveness of a military agreement
with a foreign government to prevent conflict on Switzerland's borders.
The Federal Council took a cautious stance on NATO, but considered
the question of measures to be adopted in the event of war. A directive
addressed to the future commander-in-chief of the Swiss armed forces
in 1953 described the measures planned in the event of mobilization.
The Federal Council, facing a growing number of requests for permission
to export military materiel, feared for the general credibility
of Swiss neutrality and the political effects of exporting one-sidedly
to countries in the West. Therefore, it decided to recommend that
measures be adopted for quotas on arms deliveries that it felt were
excessive. This affected orders from the United States in particular.
The purchase of military equipment in the United States and Great
Britain was the subject of interesting considerations. The American
protests over deliveries of Swiss ammunition to the Arbenz government
in Guatemala showed how closely the American authorities monitored
trade with a region that they regarded as their own sphere of influence.
Owing to the insignificance of the Swiss shipment, the incident
was soon defused.
Since 1951, the Americans had imposed measures on their allies to
control trade between the East and West, which the neutral states
also had to observe. In 1954, the Federal Council adopted the view
that, after the end to the conflicts in Korea and Indochina, Switzerland
had the right to conduct trade with the communist states in keeping
with its general policy of neutrality. These hopes were not borne
out, however, as trade with the countries of Eastern Europe and
China dwindled to insignificant quantities. Nonetheless, Switzerland
regularly negotiated adjustments to its trade and currency agreements
with all its trading partners.
At the same time, relations with the states of Western Europe grew
increasingly close, both within the OEEC and the ECSC and through
Switzerland's participation in various intergovernmental conferences
on cooperation in technical fields such as health, agriculture,
transport, etc. However, the Federal Council kept its distance from
the other projects of European communities.
Although Switzerland was not a member of the United Nations, it
had observer status in New York. In the period covered by this volume,
the reports of August Lindt, an extremely attentive diplomat, provided
excellent information and views on current affairs, opinions expressed
by Dag Hammerskjöld, the Secretary-General, and confidential
information on numerous foreign figures. Besides this, as hosts
of international organizations based in Geneva, the federal authorities
took part in the regular and special conferences held in the city.
This enabled them to establish contacts with very different actors
in international politics. Exchanges of information and opinions
with Swedish politicians and diplomats were particularly frequent
in this period.
Switzerland continued to pursue its humanitarian activities not
only in Europe but also in countries all around the globe. In the
period covered by this volume, Swiss diplomats had to contend with
sharp attacks on the ICRC, which the communist states accused of
adopting a pro-Western stance in the Korean conflict. A number of
relevant documents shed light on the Swiss government's policy towards
foreign nationals in Switzerland, the conditions for entry and residence,
and the activities of prominent foreign persons on Swiss territory.
Cultural relations developed into a new aspect of foreign policy
and gave rise to interesting proposals. However, the federal authorities
did not have the resources to meet the many demands. With regard
to expatriate communities, the Swiss authorities found themselves
dealing with increasingly complex situations, in particular in countries
such as China and Egypt, which were placing restrictions on resident
foreigners as they went through a phase of economic and social transition.
In North Africa, where the expatriate communities were still in
their infancy, the Swiss authorities paid very close attention to
the independence movements that were starting to take shape at this
time. They were already starting to worry about the continued existence
of the communities in Tunisia, Morocco and Algeria - countries in
which the authority of the French state was increasingly disputed.
The question of the expatriates' security produced observations
and very useful information about impressions within these communities.
Most of the selected documents deal with bilateral relations and,
depending on the country, provide a variety of information and different
nature and character. Economic questions predominate, even though
in many cases politics and economic overlap. In contrast to earlier
volumes, the economic dimension is particularly clear in relations
with Latin America. Indeed, Switzerland hoped that it would find
important markets for its products in these states by involving
them in the processes of industrialization and modernization. Besides
this, Switzerland tried to use its weighty economic presence around
the world to give neutrality a universal character. The search for
new markets in the immense region of Latin America became ever more
pressing as trade relations with Eastern Europe, which had seemed
so promising immediately after the war, had virtually come to a
standstill. Whereas trade with Argentina was particularly significant,
in Brazil, a country of seemingly unlimited opportunity, technical
and financial impediments restricted the realization of ambitious
projects.
Relations with neighbouring states are extensively documented, regardless
of whether the focus is on political, economic or other issues.
Swiss leaders and diplomats frequently exchanged opinions and points
of view on the international situation or on European politics with
their French, German, Italian and Austrian counterparts.
In this period Switzerland entered into negotiations with France
on a new financial agreement, on the issuing of a bond (Pinay) and
on the question of work permits. At the same time, there was one
human and moral problem that remained persistently on the agenda:
that of Swiss minors in the Foreign Legion. The Federal Political
Department (now the Department of Foreign Affairs) repeatedly tried
at different levels to free these minors from their commitment to
the French army. This apparently secondary question refused to go
away and weighed on Franco-Swiss relations throughout and beyond
the period covered by this volume, especially as public opinion
in Switzerland refused to remain silent on this matter.
In relation to Germany, the main focus was on the question of whether
to recognize the German Democratic Republic. Berne decided in favour
of maintaining expedient, i.e. economic, relations. On the other
hand, there were a range of points to discuss with the Federal Republic
of Germany, such as the fate of German spies arrested in Switzerland
during the Nazi period, travel between the two countries and the
refusal of entry to German citizens with a Nazi past. Other very
complex questions concerned the release of German assets held in
Switzerland, the debts of the former Reich, war reparations, and
imports of German products whose export the Allied powers were interested
in promoting. In this period, relations between Federal German and
Swiss leaders were regular and frequent.
As it had already done with France, the Federal Council granted
Italy the right to raise the status of its legation in Berne to
an embassy (other states that converted their legations into embassies
in this period included Canada, the United States, Belgium, Great
Britain, India, Turkey and Pakistan). Through this gesture, the
Swiss government signalled the importance of its southern neighbour
for the Swiss economy. After the settlement of the debts of fascist
Italy, which was facilitated by Switzerland's decision to relinquish
its claims to considerable sums of money, the Italian government
was granted a substantial loan. But one important contentious issue
remained: the application by the Italian authorities of the exceptional
wealth tax on Swiss assets. Negotiations on the work contracts of
Italian immigrants in Switzerland supplemented earlier agreements.
Relations with the two superpowers, the United States and the Soviet
Union, were far from equal. The problems with the Soviet Union were
of a purely political nature. Berne observed that the Soviet government's
perception of Swiss neutrality was changing. In this connection,
Swiss diplomacy took great care that none of its actions or obligations
gave Moscow the slightest cause to reassess its new appraisal of
Switzerland's neutrality. Thus, the Soviet note of November 1954
appealing to the European states for an international conference
on security in Europe prompted the Federal Council to propose a
formulation that would leave open the prospect of collaboration
in a new round of peace diplomacy and European cooperation.
As far as relations with the United States were concerned, the American
position of hegemony in almost all international affairs also affected
the way in which various international issues were addressed. Washington
disapproved of the Swiss decision to continue pursuing its own approach
in its relations with the two blocs. However, Berne succeeded in
maintaining this approach thanks to the offer of its "good
services", in particular in Korea, and by demonstrating the
viability of Swiss democracy in the face of communism. Step by step
Switzerland also defended its economic interests against American
demands that the Swiss perceived as a hegemonial claim. In this
way, Berne succeeded in watering down certain tariffs that would
have badly hit the watch-making industry. Swiss diplomats also had
to intervene to exempt Swiss citizens living in the United States
from American military service. The Federal Council was also uneasy
about technical cooperation, especially in the military field (Bührle)
and the risk of a one-sided pro-Western commitment. Therefore, it
was necessary to show great sensitivity in drawing up rules for
the arms trade, because the authorities did not want to upset a
partner that was indispensable for economic and industrial growth
in Switzerland. Similarly tricky from the viewpoint of political
neutrality was the question of cooperation in the field of nuclear
energy, which certain circles in Switzerland wanted to develop together
with the Americans.
Some documents testify to the growing interest on the part of business
to invest in promising countries. The case of South Africa was just
as interesting as that of India, which was an important potential
market for products such as watches, dyes and drugs. On the other
hand, trade with Israel was hit by the growth of commerce between
Germany and Israel, which had been facilitated by the signing of
the compensation agreement for crimes committed by the Nazi regime.
A wide range of selected documents dealing with all the aforementioned
and documented questions, as well as many other topics not covered
by this volume, can be retrieved from the electronic database DoDiS
(www.dodis.ch). It provides information not only on the various
general and international dossiers, but also on people, organizations
and institutions.
Finally, we would like to thank all our academic assistants and
co-workers who have participated in the search for and selection
of documents, entered them in the database and helped create the
research infrastructure: Mauro Cerutti, Damien Carron, Eric Flury-Dasen,
Dario Gerardi and Sacha Zala. After the departure of Michele Coduri,
Roland Maurhofer and Therese Steffen Gerber, Kathrin Marthaler and
Klaus Ammann joined the team. Daniel Bourgeois supported the various
stages of this investigation with good advice. Monika Risse transcribed
the documents and Boris Burri and Tina Maurer captured them for
the electronic database. We should like to take the opportunity
here to thank all of them. We are also grateful to the staff of
the Federal Archives and the director, Christoph Graf, for their
support. Further, we are also obliged to the Swiss Academy of the
Humanities and Social Sciences, for including our project in their
long-term programme and guaranteeing the finance for it. We thank
the secretary-general, Markus Zürcher, and his staff for their
efforts. We owe particular thanks to the Swiss National Science
Foundation, which has arranged to finance this publication, and
in particular Rudolf Bolzern for his support and wise suggestions.
The cooperation between our research team and the History Service
of the Centre for Analysis and Prospective Studies under the leadership
of François Wisard, successor of Ambassador Georges Martin
in the DDS Commission, was given additional significance by the
engagement of Marc Perrenoud. This cooperation is based on an agreement
with the Swiss Department of Foreign Affairs that is renewed on
a yearly basis. Our sincere thanks go to all those involved for
their support and loyalty.
The synergies created by the cooperation between the Swiss Academy
of the Humanities and Social Sciences, the universities and the
federal authorities guarantee the survival of the DDS's research
programme and render it possible not only to preserve, but also
to continue to build on this specialized knowledge. In doing so,
they contribute to a deeper knowledge of Switzerland's international
relations, which are fundamental to this country's actions and to
its very future.
Geneva, Januar 2003 Antoine
Fleury
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